L6424 International Securities Regulation

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Course Limitations

Instructor Pre-requisites
Corporations

Instructor Co-requisites
None

Recommended Courses
None

Other Limitations
None

Learning Outcome Goals

Primary Goals

  • Understanding the key regulatory structures that underline regulation of international securities and financial markets.
  • Identifying options such as mutual recognition to resolve regulatory conflict in cross-border financial transactions.
  • Awareness of the impact and implications of new technologies such as robotics on the existing regulatory regimes.

General Information

Type: Lecture
Level: Upperclass

Other Sections

Section 001, Spring 2020
MW 9:10-10:05 am
Edward Greene