This course starts with a study of mandatory affirmative disclosure requirements under the Securities Act of 1933 and the Securities Exchange Act of 1934. These requirements are triggered by the public offering of securities and by their trading in public markets. The sanctions, including civil damage liability, for violating these requirements are considered as well as available exemptions. The course then proceeds to study the securities law regulation of insider trading, false or misleading corporate statements and the market for corporate control.
Section Offerings for 2012-13
| Course No. | Term | Name | ||
| & Section | Instructor(s) | Schedule | Location | |
| L6423-001 | 12F | Securities Regulation | ||
| J. Coffee, Jr. | MTW 11:00 AM-12:00 PM | GRHL 106 | ||
| L6423-001 | 13S | Securities Regulation | ||
| M. Perino | WF 10:40 AM-12:00 PM | GRHL 106 | ||
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